Compliance, Legal & Risk.
Delivered to international standard.
Legal counsel, AML, MLRO and compliance — designed for the regulators you answer to and the jurisdictions you operate in. Built with established global firms, maintained for the life of the licence.
Ah-Jin does not perform compliance, AML, MLRO or legal work in-house, and does not provide training courses. The work is delivered in partnership with a select group of the world's leading law firms and legal-compliance practices. Ah-Jin scopes the matter, sources the right firm, briefs the engagement and quality-controls the deliverable — one accountable counterparty, output of international standard.
Legal Advisory
Legal advisory is the centre of our practice. Through long-standing relationships with internationally recognised law firms, clients gain senior counsel across corporate, regulatory and commercial work — in the jurisdictions where they operate.
From client agreements to cross-border structuring, licensing dossiers and regulator submissions — led by qualified partners at established firms, with Ah-Jin defining the brief, managing the relationship and aligning the output to your commercial reality.
- Client Terms & Conditions and Risk Disclosure documents
- Privacy, cookie & data-protection policies (GDPR-aligned)
- Shareholder, founder & investment agreements
- IB / partner agreements, white-label & licensing contracts
- Distribution, agency and service-level agreements
- Regulator correspondence, applications & response letters
- Cross-jurisdictional structuring memos & legal opinions
- Coordination with local counsel in each operating market
Compliance Frameworks
Compliance programmes that map to your jurisdiction and product — from the founding policy stack through to the live monitoring framework. Built to meet what regulators expect to see and what your operators can actually run day-to-day.
- Compliance Manual & policy stack (board-approved, version-controlled)
- Business Risk Assessment (BRA) — methodology, scoring, refresh cadence
- Independent gap analysis against local & FATF standards
- Compliance Officer / Head-of-Compliance arrangements where permitted
- Annual compliance plans, KPIs and board reporting templates
- Staff training matrix — onboarding, annual refresh, role-based
AML
Anti-Money Laundering programmes that hold up to regulatory inspection — policy, procedures, customer screening, transaction-monitoring rules and the operating cadence required to keep the framework current.
- AML Policy, Procedures & internal control framework
- KYC, CDD and Enhanced Due Diligence (EDD) workflows
- Customer Risk Assessment (CRA) scoring models
- Transaction-monitoring rule design & tuning
- PEP, sanctions & adverse-media screening setup
- Periodic review schedule (trigger-based & calendar-based)
MLRO Services
Where the regulator requires a Money Laundering Reporting Officer, we arrange the appointment — full MLRO, deputy cover, escalation review or independent oversight — with fit-and-proper assessed individuals and proper handover into your governance.
- Appointed MLRO / Deputy MLRO — fit-and-proper assessed candidates
- Suspicious Activity / Transaction Report (SAR/STR) handling
- Internal escalation workflows & investigation files
- Liaison with FIUs, regulators and external counsel
- Annual MLRO Report to the Board / Governing Body
- Cover during leave, transition or interim periods
Regulatory Reporting
The reporting cadence regulators require — suspicious-activity filings, FATCA / CRS submissions and the annual independent AML audit. Calendars, owners, evidence trails and remediation tracking, all in one operating picture.
- SAR / STR drafting, filing & evidence file management
- FATCA & CRS — classification, reporting & nil returns
- Annual Independent AML Audit — preparation & remediation
- Regulator on-site inspection readiness & dry-run
- Periodic returns & prudential filings (where applicable)
- Issue log, remediation tracker & root-cause analysis
International counsel.
Single-point delivery.
The reach of established global firms, coordinated by Ah-Jin into one accountable engagement. Built to pass inspection — and keep passing it.